Fort Capital Securities Ltd. (FCSL) is an Exempt Market Dealer, registered with the securities commissions and regulatory bodies of British Columbia, Alberta, Saskatchewan, Manitoba, Ontario and Quebec.
FCSL has registered Dealing Representatives in each of its offices as follows:
The Canadian securities regulators are enhancing their rules to better support your interests as a client. These enhanced rules are based on the fundamental concept that your interests must always come first. At FCSL our goal is to maintain the client’s best interests in everything we do. These new rules require us to provide enhanced disclosure so that you have greater visibility into the efforts we make to always act in your best interests.
FCSL is an Exempt Market Dealer regulated by the British Columbia Securities Commission and the other relevant provincial securities regulators where we are registered.
In general, we deal with and manage relevant conflicts as follows:
At FCSL, we have adopted policies and procedures to assist in identifying conflicts of interest. Conflicts deemed too significant to be addressed through controls or disclosures will be avoided. If the conflict cannot be avoided, we will control the conflict with policies and processes, and where it will assist in managing the conflict, we will provide disclosure to you in order to explain how we manage the conflict in your best interests. This disclosure will help you understand the nature of your relationship with FCSL. A full list of specific material conflicts of interest and how we address such conflicts are described here.